TITLE

ACLI praises NASD for modifying proposal

AUTHOR(S)
Brostoff, Steven
PUB. DATE
October 1998
SOURCE
National Underwriter / Life & Health Financial Services;10/5/98, Vol. 102 Issue 40, p32
SOURCE TYPE
Periodical
DOC. TYPE
Article
ABSTRACT
Reports on the American Council of Life Insurances' favorable reaction to the National Association of Securities Dealers for rewriting a proposed rule on the handling of correspondence to reflect the realities of the life insurance business. Supervision of non-electronic correspondence; Identification and handling of customer complaints and funds; Alternative and workable procedures that address the regulatory concerns.
ACCESSION #
1185782

 

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