TITLE

Rauscher cites MSRB rules as defense in SEC case

AUTHOR(S)
Hume, Lynn Stevens
PUB. DATE
January 1998
SOURCE
Bond Buyer;01/14/98, Vol. 323 Issue 30310, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the US Securities and Exchange Commission's (SEC) lawsuit against Rauscher Pierce Refsnes Inc. and its former senior vice president James Feltham in connection with a $129.6 million refunding for Arizona in 1992. Significance of the case for SEC's yield-burning enforcement campaign; Rauscher's plans to use the Municipal Securities Rulemaking Board rules to defend itself against the charges.
ACCESSION #
116655

 

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