Two banking groups ask SEC to nix MSRB rule interpretation

Hume, Lynn Stevens
January 1998
Bond Buyer;01/07/98, Vol. 323 Issue 30305, p6
Trade Publication
Reports on the claims of two banking associations on the Municipal Securities Rulemaking Board's notice concerning the compensation of bank officials who have solicited municipal business for dealer affiliates in the United States. Probable effects of the board's notice on the standard compensation program of banks; Actions taken by the banking groups with the Securities & Exchange Commission.


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