TITLE

SEC Takes Tougher Stance; Security Trust to be Dissolved

PUB. DATE
December 2003
SOURCE
Investment Dealers' Digest;12/1/2003, Vol. 69 Issue 44, p4
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Presents information on mutual funds in the United States recent as of December 1, 2003. Court order for the dissolution of Phoenix, Arizona-based Security Trust; Suspension of nine brokers working for UBS; Appeal for state and federal regulation of mutual funds.
ACCESSION #
11568328

 

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