SEC Takes Tougher Stance; Security Trust to be Dissolved

December 2003
Investment Dealers' Digest;12/1/2003, Vol. 69 Issue 44, p4
Trade Publication
Presents information on mutual funds in the United States recent as of December 1, 2003. Court order for the dissolution of Phoenix, Arizona-based Security Trust; Suspension of nine brokers working for UBS; Appeal for state and federal regulation of mutual funds.


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