TITLE

SECURITIES IN REGISTRATION: EQUITY

PUB. DATE
November 2003
SOURCE
Investment Dealers' Digest;11/24/2003, Vol. 69 Issue 45, p62
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Lists planned offerings that have been registered with the U.S. Securities and Exchange Commission in the past one month, but have not yet come to market. Aeroflex Inc.; Amerada Hess Corp.; Entremed Inc.; Gasco Energy Inc.; Oxford Industries Inc.; Sirna Therapeutics Inc.; Chelsea Property Group Inc.
ACCESSION #
11550573

 

Related Articles

  • Proposed Collection; Comment Request. O'Neill, Kevin M. // Federal Register (National Archives & Records Service, Office of;11/26/2012, Vol. 77 Issue 227, p70495 

    The article informs about a notice issued by the U.S. Securities and Exchange Commission (SEC) inviting comments on a request sent to the U.S. Office of Management and Budget (OMB) for extension of information concerning a report form which have securities listed on an U.S. securities exchange.

  • SECURITIES IN REGSITRATION.  // Investment Dealers' Digest;9/22/2008, Vol. 74 Issue 36, p36 

    The article lists several companies that have registered their planned new securities offerings with the U.S. Securities and Exchange Commission in September 2008, including Celestial Delights USA, Emdeon and Idenix Pharmaceuticals.

  • SEC to push for ECN link to ITS. Hendrickson, Mark // Securities Industry News;12/13/99, Vol. 11 Issue 49, p1 

    Focuses on the adoption of an Intermarket Trading System-CAES linkage by the United States Securities and Exchange Commission in an effort to integrate ECN into the national market. Significance of linkages in maintaining competitive strength; System and administrative changes to be carried out...

  • McClain files to delist stock. Strong, Michael // Crain's Detroit Business;12/16/2002, Vol. 18 Issue 50, p19 

    Reports that Sterling Heights, Michigan-based McClain Industries Inc. has filed a notice of termination of registration with the U.S. Securities and Exchange Commission. Announcement of delisting of the company's stock from the NASDAQ smallcap market; Directors who have resigned from the...

  • Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of a Security. O'Neill, Kevin M. // Federal Register (National Archives & Records Service, Office of;6/7/2012, Vol. 77 Issue 110, p33794 

    The article presents information on a proposed rule change filed by International Securities Exchange LLC to the U.S. Securities and Exchange Commission (SEC) regarding its proposal to change the list and trade option contracts overlying 10 shares of a security.

  • Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Shares of the JPM XF Physical Copper Trust Pursuant to NYSE Arca Equities Rule 8.201. O'Neill, Kevin M. // Federal Register (National Archives & Records Service, Office of;6/5/2012, Vol. 77 Issue 108, p33258 

    The article presents information on a proposed rule change filed by NYSE Arca Inc. to the U.S. Securities and Exchange Commission (SEC) regarding its proposal for listing and trading shares of the JPM XF Physical Copper Trust.

  • SECURITIES IN REGISTRATION: EQUITY.  // Investment Dealers' Digest;2/9/2004, Vol. 70 Issue 6, p58 

    Presents a list of planned new offerings of equity that have been registered with the Securities and Exchange Commission in the U.S.

  • Finding a Home for Your SEC Compliance. Hahn, Debra E. // New Jersey CPA;Jan/Feb2010, p20 

    The article presents options in complying with the requirement of the Security and Exchange Commission (SEC) regarding the storage by public companies of data and business records in the U.S. Maintenance of less than 300 stockholders is necessitated when delisting from a stock market. Every...

  • SECURITIES IN REGISTRATION: DEBT.  // Investment Dealers' Digest;2/9/2004, Vol. 70 Issue 6, p59 

    Presents a list of planned new offerings of debt that have been registered with the Securities and Exchange Commission in the U.S.

Share

Read the Article

Courtesy of VIRGINIA BEACH PUBLIC LIBRARY AND SYSTEM

Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics