Kellogg, Former Specialist, Hit With Trading Violations

Lugo, Denise
November 2003
Investment Dealers' Digest;11/10/2003, Vol. 69 Issue 43, p4
Trade Publication
Presents news relevant to the investment service business for the week of November 10, 2003. Charges filed against former Spear, Leeds & Kellogg senior partner, Peter Kellogg for directing fraudulent wash sales and matched trades; Appointment of the members of the board of directors at the New York Stock Exchange; Probability of civil charges filed against Alliance Capital Management Holding.


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