TITLE

Kellogg, Former Specialist, Hit With Trading Violations

AUTHOR(S)
Lugo, Denise
PUB. DATE
November 2003
SOURCE
Investment Dealers' Digest;11/10/2003, Vol. 69 Issue 43, p4
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Presents news relevant to the investment service business for the week of November 10, 2003. Charges filed against former Spear, Leeds & Kellogg senior partner, Peter Kellogg for directing fraudulent wash sales and matched trades; Appointment of the members of the board of directors at the New York Stock Exchange; Probability of civil charges filed against Alliance Capital Management Holding.
ACCESSION #
11344332

 

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