FC A drops ban on ex-director over Catalyst collapse

September 2015
Money Marketing;9/24/2015, Issue 1502, p16
The article reports that the Great Britain Financial Conduct Authority (FCA) has dropped its plan to ban on former Catalyst Investment Group director Andrew Wilkins following a decision by the Upper Tribunal which reveals that Wilkins showed concern for investors.


Related Articles

  • FCA to slash fund authorisation times. Yarker, Jon // Money Marketing (Online Edition);11/7/2013, p53 

    The article reports that fund authorization times across non-Ucits, qualified investor schemes and Ucits funds will be cut by Great Britain Financial Conduct Authority (FCA) from April 2013.

  • 'Product costs cannot subsidise wrap charges'. Macdonald, Sam // Money Marketing;5/2/2013, p12 

    The article reports on a policy statement issued by the Financial Conduct Authority (FCA) of Great Britain saying that platforms should not use cross-subsidies to market themselves as free or appear to offer lower platform pricing for investors in their own funds.

  • FCA delays Ucis paper to 'get it right'. Jackson, Gary // Money Marketing (Online Edition);5/8/2013, p14 

    The article reports that Great Britain Financial Conduct Authority (FCA) has confirmed that its rules on unregulated collective investment schemes were delayed to allow the regulator extra time to get the thing correct. The regulator considers Ucis to be too complex for the average retail...

  • FCA warns over fund liquidity promises. Yarker, Jon // Money Marketing (Online Edition);11/7/2013, p55 

    The article reports that Great Britain Financial Conduct Authority (FCA) has warned that asset managers may not be able to meet the redemption requests of investors.

  • Make sure the tools of your trade are up to it. COLLINS, SIMON // Money Marketing;8/7/2014, Issue 1449, p42 

    The article highlights the campaign of the Financial Conduct Authority (FCA) over the importance of assessing clients' attitudes to risk and capacity for financial loss, which should prompt investment services firms to assess the tools they use.

  • Old Burlington's Williams: Why we can be optimistic on FCA's sensible policy. Williams, Brett // Fundweb;6/4/2013, p9 

    The article explains the reason to be optimistic with the potential development of policy by the Financial Conduct Authority (FCA) of Great Britain regarding the distribution of unregulated collective investment schemes (UCIS) to retail investors. It views the declaration on the exclusion of...

  • FCA charges two over unauthorised investment scheme. Dale, Samuel // Money Marketing (Online Edition);4/29/2013, p5 

    The article focuses on two men who have been charged by the Great Britain Financial Conduct Authority (FCA) for doing fake forex trading and receiving more than five million dollars from investors. They were arrested with the assistance of the City of London Police after carrying out the...

  • VCTs set to escape Ucis promotion ban. Holt, Natalie // Money Marketing (Online Edition);5/20/2013, p6 

    The article reports that Great Britain Financial Conduct Authority (FCA) will exclude venture capital trusts from plans to ban unregulated collective investment schemes (UCIS). The FCA is working toward making a final policy statement in June, 2013. Presently. UCIS can be promoted to investors...

  • FCA agrees ć380k landbanking settlement for investors. Dale, Samuel // Money Marketing (Online Edition);6/27/2013, p32 

    The article reports that a High Court settlement to return around 380,000 pound to investors in a land bank has been agreed upon by the Financial Conduct Authority of Great Britain.


Read the Article


Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics