IDD OutTakes

Lugo, Denise
October 2003
Investment Dealers' Digest;10/6/2003, Vol. 69 Issue 38, p5
Trade Publication
Presents financial services industry-related news items, as of October 6, 2003. Departure of brokers at Prudential Securities Inc. following suspicions of improper mutual-fund trading; J.P. Morgan Chase & Co.'s settlement of allegations of improper allocations in initial public offering; Lane Capital Markets' establishment of a New York City office.


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