Accountants risk missing out on limited AFSLs

September 2015
Money Management;9/3/2015, Vol. 29 Issue 15, p10
Trade Publication
The article reports on the warning issued by the Australian Securities and Investments Commission (ASIC) over the risk facing accountants if they fail to start their applications for a limited Australian Financial Services Licence (AFSL).


Related Articles

  • Assessing the one-stop shop. Thomas, Tony // BRW;09/07/98, Vol. 20 Issue 34, p83 

    Presents information on accounting in Australia for September of 1998. Graph of the benefits and disadvantages of an all inclusive accounting practice; What clients want from their professional consultants; Preference for one-stop practices offering legal, tax and finance advice; Australian...

  • ASIC to reform charitable funds. Pokrajac, Milana // Money Management;5/30/2013, Vol. 27 Issue 20, p11 

    The article offers information on the proposals of the financial services regulator Australian Securities and Investments Commission (ASIC) to remove the exemptions to charitable investment funds and the retention of exemptions provided the organisations invest 75% of their funds in assets.

  • Australia. Ferrers, Tony // Chartered Accountants Journal;Apr2002, Vol. 81 Issue 3, p90 

    Focuses on auditor independence issues facing the corporate sector in Australia. Findings of a survey conducted by the Australian Securities and Investments Commission; High level of fees earned by audit firms through non-audit services; Viewpoints on auditor independence.

  • Custodian body concerned about ASIC report. Stewart, Tim // Super Review;Aug2012, Vol. 26 Issue 7, p4 

    The article offers information on an Australian Securities and Investment Commission (ASIC) report which reveals that various events in the custodial services industry have raised concerns to the Australian Custodial Services Association (ACSA).

  • financial reporting and disclosure. Niven, Douglas // Charter;Apr2010, Vol. 81 Issue 3, p68 

    The article presents the financial transparency and reporting in Australia. The Securities and Investments Commission (SIC) released on the 30th of June 2009 financial reports suggesting attention on asset impairment, fair values, and off-balance sheet exposure. With the Standard Business...

  • ASIC annual spend climbs as fees reap windfall. Spits, Jason // Money Management;11/7/2013, Vol. 27 Issue 43, p3 

    The article reports that the Australian Securities and Investments Commission (AISC) had spent $411 million (m) in 2013, which was set off by invoking $717m for the Commonwealth in fees and charges, a rise of 8 per cent from 2012-2013.

  • Year-end reporting hit list. Niven, Doug // Charter;Aug2012, Vol. 84 Issue 7, p48 

    The article focuses on identification of deficiencies in Australian financial reporting by the Australian Securities and Investments Commission (ASIC). The author stated that the directors and auditors should focus on several issues including expense deferral to meet accounting standards,...

  • Blurring the lines of SMSF regulation. Power, Ben // Charter;Aug2013, Vol. 84 Issue 7, p30 

    The article offers information on the regulation of self-managed super funds (SMSF) in Australia. It states that SMSF numbers have enhanced after Australians accountants have attempted to take control of their financial and retirement outcomes. It further presents the statement of Martin...

  • Data duffers. Walters, Kath // BRW;11/06/2003, Vol. 25 Issue 43, p73 

    Reports that the Australian Securities and Investments Commission has bungled the implementation of a system for capturing corporate date. Frustration of accountants who are spending hours struggling to file documents; Need to have more data about shareholders.


Read the Article


Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics