SEC: Advisers Should Register, Face Compliance Reviews

Sanches, Humberto
September 2003
Bond Buyer;9/30/2003, Vol. 345 Issue 31730, p5
Trade Publication
Reports on the consideration of whether to regulate fund managers as investment advisers and to require them to register with the agency from U.S. Securities and Exchange Commission. Total amount of investment in hedge funds; Lack of regulatory tools to monitor the operations of hedge fund and investment advisers; Facts about hedge funds.


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