TITLE

For Once, Two Certainties in DC: New SEC Commissioners, DOL Fiduciary Rule

AUTHOR(S)
Waddell, Melanie
PUB. DATE
September 2015
SOURCE
Investment Advisor;Sep2015, Vol. 35 Issue 9, p63
SOURCE TYPE
Periodical
DOC. TYPE
Article
ABSTRACT
The article focuses on the Fiduciary September program and the final fiduciary rule of the U.S. Department of Labor (DOL). It notes that the final fiduciary rule will be unveiled by the DOL and commissioners will be installed at the Securities and Exchange Commission (SEC). It says that the program aims to highlight the significance of fiduciary principles in preserving investor trust and confidence in the capital markets.
ACCESSION #
109070189

 

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