TITLE

IDD OutTakes

AUTHOR(S)
Lugo, Denise
PUB. DATE
September 2003
SOURCE
Investment Dealers' Digest;9/22/2003, Vol. 69 Issue 36, p5
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Offers investment banking-related news as of September 22, 2003. Fine imposed on Morgan Stanley by the National Association of Securities Dealers for holding contests among its brokers in an effort to increase the sales of its mutual funds; Lawsuit filed by the Securities and Exchange Commission and New York Attorney General Eliot Spitzer against former Bank of America employee Theodore Sihpol; Resignation of Richard Grasso as chairman of the New York Stock Exchange.
ACCESSION #
10893739

 

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