TITLE

SEC Notifies Heartland Group Of Pending Enforcement Action

AUTHOR(S)
Fine, Jacob; Hume, Lynn
PUB. DATE
September 2003
SOURCE
Bond Buyer;9/2/2003, Vol. 345 Issue 31710, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the notification given to Heartland Group Inc., its subsidiary Heartland Advisors Inc., and several associated individuals by the U.S. Securities and Exchange Commission (SEC) about the impending enforcement action against them for alleged violations of the securities laws. Response of company officials on the investigation of Heartland municipal funds; Circumstances that led the SEC to take the decision of investigation of bond issue.
ACCESSION #
10740358

 

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