TITLE

NASD Officials Target Abrams for Excessive Markups

PUB. DATE
August 2003
SOURCE
Bond Buyer;8/21/2003, Vol. 345 Issue 31703, p5
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on charges framed by enforcement officials of the U.S. National Association of Securities Dealers (NASD) against a financial firm Weiner Abrams & Co. for violation of federal securities fraud laws. Role of Jonathan B. Abrams, principal of the firm; Details of rules under which the firm was charged by NASD.
ACCESSION #
10652871

 

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