TITLE

SEC Orders Andersen to Pay $162,691

AUTHOR(S)
Hume, Lynn
PUB. DATE
August 2003
SOURCE
Bond Buyer;8/19/2003, Vol. 345 Issue 31701, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports that the U.S. Securities and Exchange Commission (SEC) has ordered California broker Mark David Anderson to pay a civil penalty for violating federal securities laws. Amount that Anderson have to pay for the punishment; Criticism of the decision of SEC; Factors that Anderson failed to consider before the sale of bonds.
ACCESSION #
10606658

 

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