TITLE

Not a Slap on the Wrist

AUTHOR(S)
Barnett, Susanna Duff
PUB. DATE
August 2003
SOURCE
Bond Buyer;8/12/2003, Vol. 345 Issue 31697, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on an order issued by the U.S. Securities and Exchange Commission (SEC) to cease and desist from violating securities law as of August 12, 2003. Comments by Martha Mahan Haines, Chief of the Commission's Office of Municipal Securities on the order issued by SEC; Imposition of taxes on State's municipal and local bodies; Warning given by Haines on the transaction of derivatives and bonds.
ACCESSION #
10556285

 

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