TITLE

Coastal and Staff to Pay $6M Penalty

AUTHOR(S)
DeSue, Tedra
PUB. DATE
August 2003
SOURCE
Bond Buyer;8/05/2003, Vol. 345 Issue 31692, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports that Coastal Securities Corp. and its officials, who made up Duncan Williams Inc., are ordered to pay for damages and other costs for allegedly taking client records and proprietary information with them during their departure from the company. Officials who are ordered to pay for the damages; Denial of the charges by Coastal Securities Corp. and its officials; Criticism of the allegations by Duncan Williams Inc.
ACCESSION #
10472492

 

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