Donaldson Seeks Compromise on Attorney Conduct
- Member Spotlight. Pitt, Harvey // Business Law Today;Feb2014, p1
An interview with lawyer Harvey Pitt, the 26th Chairman of the U.S. Securities and Exchange Commission (SEC), is presented. When asked what inspired him to attend law school and to practice law, he mentioned that he had a real interest in legal aspects of political science and law school seemed...
- Harvey L. Pitt Remarks at the Business Law Section's Midwinter Leadership Meeting. // Business Law Today;Feb2014, p1
The article presents a speech by Harvey Pitt, the 26th Chairman of the U.S. Securities and Exchange Commission (SEC), delivered at the Business Law Section's Midwinter Leadership Meeting in Tucson, Arizona on January 18, 2014. Topics of the speech included his experiences from 45-year business...
- Paying to play. // Pensions & Investments;5/17/1999, Vol. 27 Issue 10, p12
Reports on the proposal of the United States Securities and Exchange Commission to ban pay-to-play at pension funds. Power of consultants and the pay to play they generate in the investment management community; Political campaign contributions to officials at pension funds.
- SEC will challenge some return assumptions. Anand, Vineeta // Pensions & Investments;2/3/2003, Vol. 31 Issue 3, p1
Reports on U.S. Securities and Exchange Commission's plan to challenge corporations with pension funds that assume long-term rates of return of nine percent as of February 03, 2003. Impact of SEC pronouncements companies; Reduction in pension funds' long-term rates by companies.
- Dorothy Yates Kirkley. K.H.T. // Georgia Trend;Dec2004, Vol. 20 Issue 4, p52
This article presents information on Dorothy Yates Kirkley, a lawyer. It is informed that Kirkley, now 58, decided to become a trial lawyer when she was 12 years old. Growing up in Atlanta, she was inspired by a summer reading assignment: a biography of Supreme Court Justice Oliver Wendell...
- SEC's Top Cop: More Muni Enforcement, Not Less. Glazier, Kyle // Bond Buyer;11/12/2014, Vol. 1 Issue 34210, p1
The municipal market should expect increased attention from the Securities and Exchange Commission's enforcement division, with a focus on pension fund abuses and pay to play violations, the SEC's top cop said Monday.
- SEC's Top Cop: More Muni Enforcement, Not Less. Glazier, Kyle // Investment Management Mandate Pipeline;11/11/2014, p1
The municipal market should expect increased attention from the Securities and Exchange Commission's enforcement division, with a focus on pension fund abuses and pay to play violations, and undisclosed conflicts of interest, the SEC's top cop said Monday.
- ACCOUNTING IN THE LAW-SCHOOL CURRICULUM. Graham, Willard J. // Accounting Review;Mar1939, Vol. 14 Issue 1, p14
In the last decade, the point of view and the relative emphasis upon various phase of problems related to accounting practice for lawyers have shifted greatly. In 1930, before the American Law School Association, it was necessary to present evidence that lawyers needed and wanted accounting...
- Proposed SEC Conduct Standards Won't Affect Muni Bond Lawyers. Hume, Lynn // Bond Buyer;11/7/2002, Vol. 342 Issue 31508, p1
Reports that rules proposed by the U.S. Securities and Exchange Commission that would enforce lawyers representing issuers before the commission to report any evidence of material securities law violations would not affect municipal bond lawyers. Need to pay attention to certain concepts and...