N.J. accountant gets 33 months for fraud
- Protect yourself from fraud. Nusbaum, David // Futures: News, Analysis & Strategies for Futures, Options & Deri;Mar1995, Vol. 24 Issue 3, p64
Warns investors about fraud in trading. Commodity Futures Trading Commission (CFTC); Number of complaints; Background check on stockbroker; Fraudulent sales practices; Telemarketing; Cases; Out-of-the-money options; Effect of infomercials; Recovery; Exemptions to anti-fraud laws. INSETS:...
- Crooks and post-Communist riches. Reerink, Jack // Futures: News, Analysis & Strategies for Futures, Options & Deri;Mar1995, Vol. 24 Issue 3, p66
Discusses the factors which make Eastern Europeans ideal targets for trading fraud. Circulation of money; Regulations against investments abroad; Lack of bank regulation; Sophistication of investors; Sample case.
- Orange County-style fiasco not likely here, officials say. Kohout, Cheryl // Inside Tucson Business;9/11/95, Vol. 5 Issue 24, p1
Reports on efforts in Pima County, Arizona to prevent the repeat of the Orange County, California fiasco in Arizona. Estimated loss of Orange County in the fiasco; Three rules applied by Pima County in investing; Meeting between Pima County officials and representatives from Patterson &...
- Tucson duo nabbed for fraud. // Inside Tucson Business;05/19/97, Vol. 7 Issue 8, p3
Reports on the apprehension of a Tucson couple, an accounting firm and several other individuals on charges of securities fraud by the Arizona state securities regulators.
- Basic truths: The implications of the fraud-on-the-market theory for evaluating the `misleading'... Newman Jr., John M.; Herrmann, Mark // Journal of Corporation Law;Summer95, Vol. 20 Issue 4, p571
Discusses the concept of a securities fraud claim based on the fraud-on-the-market theory. Entry of misinformation in the market that improperly changed the price of a security; Importance of professional investors; Element of `misleadingness.'
- How to spot an investment scam. // Consumer Reports;Oct94, Vol. 59 Issue 10, p666
Presents clues and signs which can identify investment frauds. Fortune-telling; Promise of low risk and high gain; Obscure origins; High pressure sales tactics; Unsolicited advice through telephones; Legitimate scams.
- It's All About the Benjamins. Trombly, Maria // Securities Industry News;11/18/2002, Vol. 14 Issue 44, p33
Reports on an increase in securities fraud in New York. Significant increase in internet crime incident in financial sector; Impact of securities fraud on business model.
- Legislation needed to beef up fraud detection. Creal, Thomas R. // American Banker;3/16/1994, Vol. 159 Issue 51, p17
Opinion. Comments on the need for legislation to beef up detection of crimes against business. Fraud cases; Performance of audit and legal professional to warn the public against investment frauds; Proposals for fraud detection.
- Stock sting. // Crain's New York Business;10/14/96, Vol. 12 Issue 42, p50
Reports that various stock promoters, brokers and company officers were arrested in a sting set up by the Federal Bureau of Investigation (FBI). Number of persons arrested; Details on the arrest.