TITLE

Enforcement decisions in banking regulation and supervision

AUTHOR(S)
Singh, Dalvinder
PUB. DATE
June 2003
SOURCE
Journal of International Banking Regulation;Jun2003, Vol. 4 Issue 4, p301
SOURCE TYPE
Academic Journal
DOC. TYPE
Article
ABSTRACT
Analyzes the policies behind the enforcement of decision of the Great Britain's Financial Services Authority (FSA) in banking regulation and supervisions. Discussion on the compliance- and deterrence-based approaches to enforcement; Form of prudential regulations and supervision for the banking system; Historical background on enforcement followed by banks; Characteristics of the U.S. structure of banking regulations. Objectives and principles of the FSA.
ACCESSION #
10351186

 

Related Articles

  • UNITED KINGDOM: BRITISH AUTHORITIES SET OUT TO CHART POST-CREDIT-CRUNCH LANDSCAPE. Keay, Justin // Global Finance;Mar2009, Vol. 23 Issue 3, p8 

    The article reports on the efforts of the government of Great Britain to address the issues concerning post-credit-crunch system. It states that the Financial Services Authority (FSA) is going to publish a review in March 2009 that will propose changes to the financial landscape in the country....

  • Bank PPI costs could double to £25bn. Ellul, Joanne // Fundweb;1/7/2013, p13 

    The article reports that the newspaper The Times uses Great Britain Financial Services Authority (FSA) PPI payout figures and selling data to make its calculations. Banks were receiving 200,000 PPI refund requests a month last year. FSA figures show that the amount paid back in October 2012 was...

  • 'Enormous' FSCS levy looms if mid-sized bank collapses. Blackmore, Nicole // Money Marketing;10/9/2008, p1 

    The article reports on the result of a review of the Financial Services Compensation Scheme's (FSCS) levy by the Financial Services Authority (FSA) released in 2008 in Great Britain. The review suggested that there will be an enormous increase in FSCS levy if a mid-sized bank fails. Compensation...

  • Fairness is a word many firms don't understand. Kassam, Isabelle // Mortgage Strategy;5/14/2007, p39 

    The article discusses the author's analysis on the importance of fairness, in financial services industries in Great Britain. She argues that the Financial Service Authority has to educate the management of financial services providers on the principle of fairness in business. She asserts that...

  • FSA is over budget.  // Accountancy;Mar2001, Vol. 127 Issue 1291, p81 

    The Financial Services Authority (FSA) has published its budget for 2001/02, which shows that the control total for mainstream regulatory activities is £164 million, 0.9% above the budget for 2000/01 in nominal terms. The control total excludes the pensions review costs, which will disappear...

  • Branches must grow in deprived areas. Johnson, Neil // Mortgage Strategy;11/27/2006, p46 

    The article discusses issues related to the way the financial services industry caters to low income citizens and how legislators can address this problem in Great Britain. Concerns over the popularity of zero-interest schemes unregulated by the Financial Services Authority are taken into...

  • FRC CONSIDERS ECONOMIC CYCLE RESERVES.  // Accountancy;Apr2009, Vol. 143 Issue 1388, p17 

    The article reports on a discussion paper about economic cycle reserves being considered by Great Britain's Financial Council. The concept suggests that banks be required to develop extra capital during prosperous years in order to handle difficult financial times. The idea was proposed by...

  • U.S., U.K. Agencies in Cooperation Pact. Blackwell, Rob // American Banker;6/26/2008, Vol. 173 Issue 123, p20 

    The article reports that the U.S. Federal Deposit Insurance Corp. (FDIC) and the Financial Services Authority of Great Britain have agreed to share information and to collaborate on international banking activities. Sheila Bair, chairman for the FDIC, thinks the agreement will improve the...

  • Enforcement, British Style. Cole, Margaret // Securities Industry News;4/24/2006, Vol. 18 Issue 16, p6 

    Presents a speech by Margaret Cole, director of enforcement at Great Britain's Financial Services Authority (FSA), delivered at the AIG Financial Institutions Seminar on April 11, 2006. Key priority of the FSA; Aim for the enforcement process; Potential impact of enforcement action.

Share

Read the Article

Courtesy of THE LIBRARY OF VIRGINIA

Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics