TITLE

Bill Couldn't Hurt States' Securities Fraud Fight, Regulators Say

AUTHOR(S)
Hume, Lynn
PUB. DATE
July 2003
SOURCE
Bond Buyer;7/21/2003, Vol. 345 Issue 31681, p5
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports that securities regulators in the U.S. asserted on July 18, 2003 that provisions of the bill pending before the House Financial Services Committee which was designed to protect major broker-dealers from the state enforcement and regulatory actions will completely undermine state's efforts to protect investors from security fraud. Detailed analysis of aspects of the bill; Revelation that the bill was introduced by Republican Michael Oxley; Views of the president of the North American Securities Administrators Association's president Christine Bruenn on certain sections of the bill.
ACCESSION #
10335242

 

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