TITLE

SEC Approves MSRB Anti-Money Laundering Rule

AUTHOR(S)
Hume, Lynn
PUB. DATE
July 2003
SOURCE
Bond Buyer;7/16/2003, Vol. 345 Issue 31678, p4
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Focuses on the announcement of the U.S. Securities and Exchange Commission, that it has approved a Municipal Securities Rulemaking Board rule that requires broker-dealers that deal solely in municipal securities to establish and implement compliance programs to prevent money laundering on July 15, 2003. Benefits of the rule to the firms having interest on municipal securities; Situation under which the rule was proposed.
ACCESSION #
10294043

 

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