TITLE

Take Action, Urges CFP

PUB. DATE
July 2003
SOURCE
Practical Accountant;Jul2003 Supplement, Vol. 36 Issue 7, p8
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports that the Certified Financial Planner Board of Standards is urging the U.S. Securities and Exchange Commission to make sure that consumers will not be misled by brokers who act as investment advisors; Elimination of the special compensation prong of the current definition; Focus on whether the broker provides discretionary investment advice; Call for the Commission to take action on the proposed rule.
ACCESSION #
10264818

 

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