NASD to target 80 more firms in Rule G-36 crackdown, official says

Preston, Darrell
January 1998
Bond Buyer;01/09/98, Vol. 323 Issue 30307, p30
Trade Publication
Reports on the National Association of Securities Dealers' (NASD) crackdown on more municipal securities firms for violations of Rule G-36 requiring underwriters to send official statements within certain time frames. Disclosure of NASD's plans by director of fixed-income securities Mac Northam; Concerns of market players about rules on pricing and markups of securities trades.


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